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Beacons Strategic Capital
> initializing cypher_core ...... OK > mounting surveillance layer .. OK > status .................. ONLINE
// OPERATIONAL COMMAND CENTER
OVERSIGHTCOMPLIANCE AUTOMATIONRELATIONSHIP INTELLIGENCE
PREPARED FOR Qualified Partner Firms Representative engagement profile
$1.4BADVISED VOLUME
380PROFESSIONALS
27MARKETS
~46KTXN / YR
Beacons Strategic Capitalbeaconscap.comCONFIDENTIALREV. JUN.2026
CYPHER+ // OPERATIONAL COMMAND CENTERLINK ESTABLISHEDS-01/11 // CONFIDENTIAL
[ MOD.02 ]SYSTEM DIAGNOSTIC

The question isn't who performs.
It's whether the entire book is covered.

Across 380 professionals and $1.4B in advised volume, the real exposure is whether every relationship is served, every account stays inside the firm's fiduciary standard, and operational risk surfaces while it is still small.

RISK.01

The quiet 80 percent

Attention flows to the largest accounts. The rest drift, and both revenue and fiduciary exposure compound quietly, month after month.

RISK.02

Documentation debt

Reg BI and Form CRS demand proof that the advice fit the client. Hand-built files do not scale past a few hundred professionals.

RISK.03

Disconnected systems

Several custodians, separate tools, and no single picture of where the firm stands on any given morning.

CYPHER+ // OPERATIONAL COMMAND CENTERLINK ESTABLISHEDS-02/11 // CONFIDENTIAL
[ MOD.03 ]CORE ARCHITECTURE

Six capabilities. One operating layer.

OVR

Oversight

Suitability, Reg BI, employee-trading and front-running surveillance in one review queue.

CMP

Compliance

AML and KYC, exception handling, audit trails and real-time escalation paths.

EXE

Order & Execution

Multi-asset order management with blotters, allocations and timestamped records.

REL

Relationship Intelligence

Coverage scoring, contact cadence and proactive alerts on every account, not just the top tier.

DAT

Data Fabric

Fidelity, Schwab, BNY, LPL and Orion consolidated into one reconciled view.

SEC

Security & Resilience

SOC 2, NIST, continuous monitoring, MFA, encryption and tested recovery.

UNIFIED DATA LAYER // FIDELITY . SCHWAB . BNY . LPL . ORION
CYPHER+ // OPERATIONAL COMMAND CENTERLINK ESTABLISHEDS-03/11 // CONFIDENTIAL
[ MOD.04 ]ADOPTION LOGIC

The best system in the firm is worthless
if the team won't open it.

STATE: WITHOUT CYPHER+
  • xAttention concentrates on the top accounts
  • xMost relationships are underserved
  • xNo view into daily advisor activity
  • xReg BI files are assembled by hand
  • xReviews happen after the fact
  • xRevenue slips away unnoticed
STATE: WITH CYPHER+
  • A working cadence on every account
  • Dormancy and milestone prompts
  • A live supervisory view
  • Fiduciary records written as work happens
  • Reviews run ahead of the calendar
  • Opportunities surfaced each morning

// Cypher+ is engineered for adoption, so the investment actually pays off.

CYPHER+ // OPERATIONAL COMMAND CENTERLINK ESTABLISHEDS-04/11 // CONFIDENTIAL
[ MOD.05 ]INTEGRATION LAYER

The hard part is the wiring. Not the work.

01

Custodial connections

Direct links to Fidelity as the primary custodian, plus Schwab, BNY and LPL.

LINKED
02

Multi-custodian consolidation

Every custodian standardized into one reconciled advisor and principal view.

LINKED
03

Real-time and end-of-day feeds

Full data lineage, position tracking and unlimited records retention.

LINKED
04

SOC 2 and NIST security

MFA, encryption, continuous monitoring and a tested business-continuity plan.

LINKED
CYPHER+ // OPERATIONAL COMMAND CENTERLINK ESTABLISHEDS-05/11 // CONFIDENTIAL
[ MOD.06 ]OVERSIGHT GRID

Oversight that protects the firm.

Reg BI & Form CRS

Documentation that proves the advice fit the client, written automatically at scale. The hardest standard to satisfy by hand, handled by default.

Reverse-Churning Watch

Flags fee-based accounts with too little activity to justify the fee, before an examiner finds them first.

Trade Surveillance

Suitability under FINRA 2111, employee-trading monitoring, front-running detection and restricted-list enforcement.

Books and Records

Every message, trade, approval and review held to the 17a-4 standard. Examination-ready across roughly 46,000 transactions a year.

CYPHER+ // OPERATIONAL COMMAND CENTERLINK ESTABLISHEDS-06/11 // CONFIDENTIAL
[ MOD.07 ]DEPLOYMENT SEQUENCE

Six phases. The setup fee removed.

01Firm AssessmentWK 1-2
02Tailored WalkthroughWK 3
03Integration & ConfigWK 4-9
0490-Day PilotWK 10-22
05Firm-Wide RolloutWK 23-32
06Post-Launch StabilizationWK 33-44
STANDARD ONBOARDING FEE$140,000
YOUR ONBOARDING FEE$0WAIVED

Platform setup, custodial integration, data migration, nationwide training and project management: all included. A working pilot inside 9-11 weeks.

CYPHER+ // OPERATIONAL COMMAND CENTERLINK ESTABLISHEDS-07/11 // CONFIDENTIAL
[ MOD.08 ]LICENSE TIERS

Two configurations. Nothing hidden.

FOUNDATIONOversight & Suitability
$34,500/ MO
  • Reg BI & Form CRS documentation
  • Suitability reporting (FINRA 2111)
  • Employee-trading surveillance
  • Front-running & restricted-list watch
  • Cypher Radar Risk Engine
  • All custodial integrations
  • Unlimited records retention
RECOMMENDED // 18% SAVINGS FULL PLATFORMEvery module, integrated
$43,000/ MO
  • Everything in Foundation, plus:
  • Order Management System
  • Portfolio Management System
  • Anti-Money-Laundering program
  • Principal & adviser dashboard
SAVE $9,500/MO vs a-la-carte // $114K ANNUALIZED

NO ONBOARDING FEENO PER-TRANSACTION FEENO HIDDEN SURCHARGES

CYPHER+ // OPERATIONAL COMMAND CENTERLINK ESTABLISHEDS-08/11 // CONFIDENTIAL
[ MOD.09 ]MANDATE COVERAGE

Every requirement, traced.

20/20 COVERED // PART 1 OF 2
2.1Dedicated Coverage & SLAsNamed relationship lead, tiered escalation, live alerts, reporting SLAs
2.1Response TurnaroundEvery request captured and timestamped; execution through partner
2.2Team Training & LaunchPhased rollout, on-site and virtual training, office hours, 90-day onboarding
2.2Field EnablementRoadshows, conference sessions and a webinar series for 380+ professionals
2.2Content & CommentaryCurated content with read receipts and compliance logging
2.2Adoption StrategyCoverage scoring, cadence automation and dormancy alerts; adoption by design
2.3Custodial IntegrationDirect links to Fidelity, Schwab, BNY and LPL; multi-custodian standardization
2.3OMS & WorkstationCypher+ OMS for capture, routing and blotters; a single workstation
2.3Data Feeds (Real-Time & EOD)Real-time and end-of-day feeds; Orion and Addepar; unlimited retention
2.3Security & AccessSOC 2, NIST, MFA, encryption, monitoring, role-based access
CYPHER+ // OPERATIONAL COMMAND CENTERLINK ESTABLISHEDS-09/11 // CONFIDENTIAL
[ MOD.09 ]MANDATE COVERAGE

Every requirement, traced.

21/21 COVERED // PART 2 OF 2
3.1Product SurveillanceSuitability, Reg BI documentation and concentration limits across product types
3.1Origination OverlayCompliance overlay and audit trail; origination via execution partner
3.2Blotters & AllocationsLive blotters, confirmations, allocations, corrections, timestamps
3.2Fixed Income (Treasury to CMOs)Position tracking and surveillance across fixed-income classes
3.2Best-Execution ReportingPrice comparison to benchmarks and spread analysis across venues
3.2Supervision & RegulatoryAutomated suitability, Reg BI, exception review and full audit trail
3.3Implementation PlanFive-stage path: Assessment, Walkthrough, Integration, Pilot, Rollout
3.3Legacy Position ConversionParallel running, data validation, reconciliation and a clean cutover
6Pricing & Fee Structure$0 onboarding; $34.5K to $43K / month; no per-transaction fees
6Service-Level AgreementsDetailed SLAs with escalation paths; MSA available for review
6ReferencesQualified references available on request

// Order-execution items are supported through Cypher+'s OMS and compliance layer, with execution handled by the firm's designated partner.

CYPHER+ // OPERATIONAL COMMAND CENTERLINK ESTABLISHEDS-10/11 // CONFIDENTIAL
[ MOD.11 ]FIRM PROFILE

Cypher+ is the operational command center for the modern capital firm: a single surface that unifies trade surveillance, compliance automation and advisor productivity across every custodian, every advisor and every account.

Offered through Beacons Strategic Capital for FINRA member broker-dealers, SEC and state-registered advisers and the principals who supervise them, it turns a fragmented stack into one reconciled, examination-ready view.

"In a regulatory environment that never stops moving, a firm needs one operating layer that holds the whole book to the same fiduciary standard, every morning."

CYPHER+ // BEACONS STRATEGIC CAPITAL // platform positioning
// PLATFORM STANDARDS
SOC 2Service Organization Control, Type 2AICPA
NISTCybersecurity FrameworkNIST CSF
17a-4Books & Records RetentionSEC / FINRA
REG BIBest-Interest DocumentationSEC
FORM CRSClient Relationship SummarySEC
> deploy a single command center for the firm.Beacons Strategic Capital // beaconscap.com
CYPHER+ // OPERATIONAL COMMAND CENTERLINK ESTABLISHEDS-11/11 // CONFIDENTIAL